Sebi slaps Rs 10 lakh penalty on Axis Securities for violating stock brokers (...)
Sebi imposed a Rs 10 lakh penalty on Axis Securities for rule violations and improper client fund handling. Axis Securities failed in regulatory procedures, including reporting errors, mishandling client funds, and exceeding margin limits. Sebi noted discrepancies in supervision reporting, (...)
Site référencé: The Economic Times
The Economic Times
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